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Stock QuoteAGNC Investment Corp. (Nasdaq: AGNC)
$17.34 - 0.11
 (0.63%)

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SEC Filings

Form S-11/A
AGNC INVESTMENT CORP. filed this Form S-11/A on 05/14/2008
Document Outline
Entire Document (1144.2 KB)
Subdocument 1 - S-11/A - FORM S-11 AMENDMENT #5
Page 1 - As filed with the Securities and Exchange Commission on May 14, 2008
Page 2 - The information in this prospectus is not complete and may be changed or supplemented. The securitie
Page 3 - N/A
Page 4 - TABLE OF CONTENTS
Page 5 - PROSPECTUS SUMMARY
Page 6 - American Capital Strategies, Ltd. (Nasdaq: ACAS)
Page 7 - Investment Considerations
Page 8 - Summary Risk Factors
Page 9 - Our Investment Strategy
Page 10 - Investment Committee and Investment Guidelines
Page 11 - Our Hedging Strategy
Page 12 - Our Structure
Page 13 - Conflicts of Interest in Our Relationship with Our Manager, Our Management Team and American Capital
Page 14 - Investment Activities
Page 15 - Our Distribution Policy
Page 16 - The Offering
Page 17 - Our Corporate Information
Page 18 - RISK FACTORS
Page 19 - Our Manager and American Capital do not have extensive institutional experience in acquiring or fina
Page 20 - We will have no recourse to American Capital if it does not fulfill its obligations under the admini
Page 21 - Risks Related to Our Business
Page 22 - Loss of our exemption from regulation pursuant to the Investment Company Act would adversely affect
Page 23 - Risks Related to Our Investing and Financing Strategy
Page 24 - New laws may be passed affecting the relationship between FNMA and FHLMC, on the one hand, and the U
Page 25 - An increase in interest rates may cause a decrease in the volume of newly issued, or investor demand
Page 26 - A decrease in prepayment rates may adversely affect our profitability.
Page 27 - Accounting for Derivative Instruments and Hedging Activities
Page 28 - Failure to procure adequate repurchase agreement financing, or to renew or replace existing repurcha
Page 29 - Pursuant to the terms of borrowings under our master repurchase agreements, we will be subject to ma
Page 30 - Our rights under our repurchase agreements will be subject to the effects of the bankruptcy laws in
Page 31 - The market price and trading volume of our common stock may be volatile following this offering.
Page 32 - Future sales of shares of our common stock may depress the price of our shares.
Page 33 - We have not established a minimum dividend payment level and we cannot assure you of our ability to
Page 34 - The stock ownership limit imposed by the Internal Revenue Code for REITs and our amended and restate
Page 35 - Anti-takeover provisions in our amended and restated certificate of incorporation and bylaws could d
Page 36 - Dividends payable by REITs do not qualify for the reduced tax rates available for some dividends.
Page 37 - The failure of agency securities subject to repurchase agreements to qualify as real estate assets c
Page 38 - SPECIAL NOTE REGARDING FORWARD LOOKING STATEMENTS
Page 39 - N/A
Page 40 - USE OF PROCEEDS
Page 41 - DISTRIBUTION POLICY
Page 42 - CAPITALIZATION
Page 43 - SELECTED FINANCIAL INFORMATION
Page 44 - MANAGEMENT S DISCUSSION AND ANALYSIS OF
Page 45 - Prepayment Speeds
Page 46 - Critical Accounting Policies
Page 47 - Repurchase Agreements
Page 48 - Recent Accounting Pronouncements
Page 49 - Contractual Obligations
Page 50 - Off-Balance Sheet Arrangements
Page 51 - Extension Risk
Page 52 - BUSINESS
Page 53 - Our Investment Strategy
Page 54 - Our Targeted Investments
Page 55 - FHLMC Gold Certificates
Page 56 - GNMA Certificates
Page 57 - Our Financing Strategy
Page 58 - Our Policies with Respect to Certain Other Activities
Page 59 - Changes in Our Investment Guidelines
Page 60 - OUR MANAGER, AMERICAN CAPITAL AND THE MANAGEMENT AGREEMENT
Page 61 - Thomas A. McHale
Page 62 - N/A
Page 63 - Our Management Agreement
Page 64 - N/A
Page 65 - N/A
Page 66 - Term and Termination Rights
Page 67 - Management Fee and Reimbursement of Expenses
Page 68 - Administrative Services Agreement
Page 69 - Conflicts of Interest in Our Relationship with Our Manager, Our Management Team and American Capital
Page 70 - Investment Activities
Page 71 - MANAGEMENT
Page 72 - Larry K. Harvey
Page 73 - Compensation Committee
Page 74 - Director Compensation
Page 75 - N/A
Page 76 - N/A
Page 77 - SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
Page 78 - CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS
Page 79 - N/A
Page 80 - DESCRIPTION OF CAPITAL STOCK
Page 81 - Other Matters
Page 82 - N/A
Page 83 - Anti-Takeover Effects of Delaware Law and Our Amended and Restated Certificate of Incorporation and
Page 84 - Elimination of the Ability to Call Special Meetings
Page 85 - Limitations on Liability and Indemnification of Officers and Directors
Page 86 - SHARES ELIGIBLE FOR FUTURE SALE
Page 87 - N/A
Page 88 - FEDERAL INCOME TAX CONSIDERATIONS
Page 89 - Taxation of REITs in General
Page 90 - N/A
Page 91 - Requirements for Qualification General
Page 92 - Disregarded Subsidiaries.
Page 93 - Income Tests
Page 94 - Asset Tests
Page 95 - N/A
Page 96 - de minimis
Page 97 - N/A
Page 98 - Prohibited Transactions
Page 99 - Taxation of Stockholders
Page 100 - Dispositions of American Capital Agency Corp. Stock.
Page 101 - Ordinary Dividends.
Page 102 - Dispositions of American Capital Agency Corp. Stock.
Page 103 - Estate Tax.
Page 104 - UNDERWRITING
Page 105 - Sales in Other Jurisdictions
Page 106 - N/A
Page 107 - Offering Price Determination
Page 108 - Underwriting Commissions and Discounts
Page 109 - N/A
Page 110 - LEGAL MATTERS
Page 111 - INDEX TO THE FINANCIAL STATEMENTS OF AMERICAN CAPITAL AGENCY CORP.
Page 112 - Report of Independent Registered Public Accounting Firm
Page 113 - AMERICAN CAPITAL AGENCY CORP.
Page 114 - AMERICAN CAPITAL AGENCY CORP.
Page 115 - 4. Off-Balance Sheet Arrangements
Page 116 - N/A
Page 117 - 12,500,000 Shares
Page 118 - PART II .
Page 119 - Item 35. Treatment of Proceeds From Stock Being Registered
Page 120 - Item 36. Financial Statements and Exhibits.
Page 121 - N/A
Page 122 - SIGNATURES
Page 123 - EXHIBIT INDEX
Subdocument 2 - EX-10.1 - EXHIBIT 10.1
Page 1 - Exhibit 10.1
Page 2 - Business Day
Page 3 - Registration Statement
Page 4 - Restrictions on Demand Registrations
Page 5 - Registration
Page 6 - Selection of Underwriters
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - Suspension Notice
Page 11 - Section 7. Indemnification.
Page 12 - N/A
Page 13 - Section 8. Participation in Underwritten Registrations.
Page 14 - No Waivers
Page 15 - Jurisdiction
Page 16 - Amendments
Page 17 - N/A
Subdocument 3 - EX-10.2 - EXHIBIT 10.2
Page 1 - Exhibit 10.2
Page 2 - Company
Page 3 - Agency Securities
Page 4 - Effective Termination Date
Page 5 - Indemnified Party
Page 6 - Manager
Page 7 - Termination Fee
Page 8 - N/A
Page 9 - N/A
Page 10 - N/A
Page 11 - N/A
Page 12 - Reporting Requirements
Page 13 - Conduct Policies
Page 14 - Section 4. Bank Accounts
Page 15 - Company Permitted Disclosure Parties
Page 16 - Section 6. Compensation.
Page 17 - Section 7. Expenses of the Company.
Page 18 - N/A
Page 19 - provided, however
Page 20 - provided
Page 21 - Company Indemnified Party
Page 22 - Section 9. No Joint Venture
Page 23 - provided, however
Page 24 - Section 12. Termination of the Manager for Cause
Page 25 - Section 13. Action Upon Termination
Page 26 - Section 15. Representations and Warranties
Page 27 - N/A
Page 28 - Section 16. Miscellaneous
Page 29 - Amendments
Page 30 - Section Headings
Page 31 - N/A
Page 32 - Exhibit A
Subdocument 4 - EX-23.1 - EXHIBIT 23.1
Page 1 - Exhibit 23.1
Subdocument 5 - EX-24.2 - EXHIBIT 24.2
Page 1 - Exhibit 24.2
Page 2 - Signature