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Stock QuoteAGNC Investment Corp. (Nasdaq: AGNC)
$17.45 + 0.08
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SEC Filings

Form S-11/A
AGNC INVESTMENT CORP. filed this Form S-11/A on 04/10/2008
Document Outline
Entire Document (1128.4 KB)
Subdocument 1 - S-11/A - FORM S-11 AMENDMENT NO. 2
Page 1 - As filed with the Securities and Exchange Commission on April 10, 2008
Page 2 - The information in this prospectus is not complete and may be changed or supplemented. The securitie
Page 3 - TABLE OF CONTENTS
Page 4 - PROSPECTUS SUMMARY
Page 5 - American Capital Strategies, Ltd. (Nasdaq: ACAS)
Page 6 - Investment Considerations
Page 7 - Summary Risk Factors
Page 8 - Our Investment Strategy
Page 9 - Investment Committee and Investment Guidelines
Page 10 - Our Management Agreement
Page 11 - N/A
Page 12 - Our Structure
Page 13 - Time Commitments of Our Management Team
Page 14 - Investment Activities
Page 15 - Our Distribution Policy
Page 16 - The Offering
Page 17 - Our Corporate Information
Page 18 - RISK FACTORS
Page 19 - Our Manager and American Capital do not have extensive institutional experience in acquiring or fina
Page 20 - We will have no recourse to American Capital if it does not fulfill its obligations under the admini
Page 21 - Our incentive compensation may induce our Manager to make certain investments, including speculative
Page 22 - We may change our targeted investments and investment guidelines without stockholder consent.
Page 23 - We are highly dependent on information and communications systems. Any systems failures could signif
Page 24 - New laws may be passed affecting the relationship between FNMA and FHLMC, on the one hand, and the U
Page 25 - Interest rate caps on our adjustable rate agency securities may adversely affect our profitability.
Page 26 - A decrease in prepayment rates may adversely affect our profitability.
Page 27 - Accounting for Derivative Instruments and Hedging Activities
Page 28 - Failure to procure adequate repurchase agreement financing, or to renew or replace existing repurcha
Page 29 - Pursuant to the terms of borrowings under our master repurchase agreements we will be subject to mar
Page 30 - Our rights under our repurchase agreements will be subject to the effects of the bankruptcy laws in
Page 31 - The market price and trading volume of our common stock may be volatile following this offering.
Page 32 - Future sales of shares of our common stock may depress the price of our shares.
Page 33 - We have not established a minimum dividend payment level and we cannot assure you of our ability to
Page 34 - The stock ownership limitation contained in our amended and restated certificate of incorporation ge
Page 35 - Dividends payable by REITs do not qualify for the reduced tax rates available for some dividends.
Page 36 - Even if we remain qualified as a REIT, we may face other tax liabilities that reduce our cash flow.
Page 37 - Liquidation of assets may jeopardize our REIT qualification.
Page 38 - SPECIAL NOTE REGARDING FORWARD-LOOKING STATEMENTS
Page 39 - N/A
Page 40 - USE OF PROCEEDS
Page 41 - DISTRIBUTION POLICY
Page 42 - CAPITALIZATION
Page 43 - SELECTED FINANCIAL INFORMATION
Page 44 - MANAGEMENT S DISCUSSION AND ANALYSIS OF
Page 45 - Prepayment Speeds
Page 46 - Critical Accounting Policies
Page 47 - Repurchase Agreements
Page 48 - Income Taxes
Page 49 - Results of Operations
Page 50 - Off-Balance Sheet Arrangements
Page 51 - Dividends
Page 52 - Extension Risk
Page 53 - BUSINESS
Page 54 - Our Investment Strategy
Page 55 - Our Targeted Investments
Page 56 - FHLMC Gold Certificates
Page 57 - GNMA Certificates
Page 58 - Our Financing Strategy
Page 59 - Our Policies with Respect to Certain Other Activities
Page 60 - Competition
Page 61 - OUR MANAGER, AMERICAN CAPITAL AND THE MANAGEMENT AGREEMENT
Page 62 - Thomas A. McHale
Page 63 - N/A
Page 64 - Our Management Agreement
Page 65 - N/A
Page 66 - N/A
Page 67 - Term and Termination Rights
Page 68 - Base Management Fee and Incentive Compensation
Page 69 - N/A
Page 70 - Stock-Based Compensation.
Page 71 - Administrative Services Agreement
Page 72 - Time Commitments of Our Management Team
Page 73 - Investment Activities
Page 74 - MANAGEMENT
Page 75 - Director Independence
Page 76 - Code of Business Conduct and Ethics
Page 77 - Executive Compensation
Page 78 - N/A
Page 79 - N/A
Page 80 - SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
Page 81 - CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS
Page 82 - N/A
Page 83 - DESCRIPTION OF CAPITAL STOCK
Page 84 - Liquidation Rights
Page 85 - N/A
Page 86 - Anti-Takeover Effects of Delaware Law and Our Amended and Restated Certificate of Incorporation and
Page 87 - Removal of Directors; Board of Directors Vacancies
Page 88 - Transfer Agent and Registrar
Page 89 - SHARES ELIGIBLE FOR FUTURE SALE
Page 90 - N/A
Page 91 - FEDERAL INCOME TAX CONSIDERATIONS
Page 92 - Taxation of REITs in General
Page 93 - N/A
Page 94 - Requirements for Qualification General
Page 95 - Disregarded Subsidiaries.
Page 96 - Income Tests
Page 97 - Asset Tests
Page 98 - N/A
Page 99 - de minimis
Page 100 - Prohibited Transactions
Page 101 - Derivatives and Hedging Transactions
Page 102 - Dispositions of American Capital Agency Corp. Stock.
Page 103 - Passive Activity Losses and Investment Interest Limitations
Page 104 - Non-Dividend Distributions.
Page 105 - Estate Tax.
Page 106 - Tax-exempt stockholders are urged to consult their tax advisors regarding the federal, state, local
Page 107 - UNDERWRITING
Page 108 - Sales in Other Jurisdictions
Page 109 - N/A
Page 110 - Offering Price Determination
Page 111 - N/A
Page 112 - LEGAL MATTERS
Page 113 - INDEX TO THE FINANCIAL STATEMENTS OF AMERICAN CAPITAL AGENCY CORP.
Page 114 - Report of Independent Registered Public Accounting Firm
Page 115 - AMERICAN CAPITAL AGENCY CORP.
Page 116 - AMERICAN CAPITAL AGENCY CORP.
Page 117 - 4. Off-Balance Sheet Arrangements
Page 118 - Shares
Page 119 - PART II .
Page 120 - Item 35. Treatment of Proceeds From Stock Being Registered
Page 121 - Item 36. Financial Statements and Exhibits.
Page 122 - N/A
Page 123 - SIGNATURES
Page 124 - EXHIBIT INDEX
Subdocument 2 - EX-10.2 - EXHIBIT 10.2
Page 1 - EXHIBIT 10.2
Page 2 - Company
Page 3 - Agency Securities
Page 4 - Core Earnings
Page 5 - Indemnified Party
Page 6 - Manager
Page 7 - Termination Fee
Page 8 - N/A
Page 9 - N/A
Page 10 - N/A
Page 11 - N/A
Page 12 - Reporting Requirements
Page 13 - Conduct Policies
Page 14 - Section 4. Bank Accounts
Page 15 - provided, however
Page 16 - Section 6. Compensation
Page 17 - Valuation Notice
Page 18 - Stock-Based Compensation
Page 19 - N/A
Page 20 - provided, however
Page 21 - provided
Page 22 - Losses
Page 23 - Section 9. No Joint Venture
Page 24 - provided, however
Page 25 - Section 12. Termination of the Manager for Cause
Page 26 - Section 13. Action Upon Termination
Page 27 - Section 15. Representations and Warranties
Page 28 - N/A
Page 29 - Section 16. Miscellaneous
Page 30 - Amendments
Page 31 - Costs and Expenses
Page 32 - N/A
Page 33 - Exhibit A
Page 34 - Exhibit B
Subdocument 3 - EX-10.3 - EXHIBIT 10.3
Page 1 - EXHIBIT 10.3
Page 2 - AMERICAN CAPITAL AGENCY CORP.
Page 3 - AMERICAN CAPITAL AGENCY CORP.
Page 4 - N/A
Page 5 - Administration
Page 6 - Eligibility
Page 7 - Terms of Awards
Page 8 - Term and Exercisability of Options
Page 9 - Forfeiture
Page 10 - Forfeiture
Page 11 - General Provisions
Page 12 - Expiration of Plan
Page 13 - Section 409A Compliance
Page 14 - Governing Law
Subdocument 4 - EX-10.4 - EXHIBIT 10.4
Page 1 - EXHIBIT 10.4
Page 2 - AMERICAN CAPITAL AGENCY CORP.
Page 3 - AMERICAN CAPITAL AGENCY CORP.
Page 4 - N/A
Page 5 - Administration
Page 6 - Eligibility
Page 7 - Terms of Awards
Page 8 - Term and Exercisability of Options
Page 9 - Certificates for Stock
Page 10 - Dividend Equivalents
Page 11 - General Provisions
Page 12 - Unfunded Status of Awards
Page 13 - Governing Law
Subdocument 5 - EX-21.1 - EXHIBIT 21.1
Page 1 - EXHIBIT 21.1
Subdocument 6 - EX-23.1 - EXHIBIT 23.1
Page 1 - Exhibit 23.1
Subdocument 7 - EX-23.4 - EXHIBIT 23.4
Page 1 - Exhibit 23.4
Subdocument 8 - EX-23.5 - EXHIBIT 23.5
Page 1 - Exhibit 23.5