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Stock QuoteAGNC Investment Corp. (Nasdaq: AGNC)
$17.45 + 0.08
 (0.46%)

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SEC Filings

Form S-11/A
AGNC INVESTMENT CORP. filed this Form S-11/A on 03/17/2008
Document Outline
Entire Document (897.9 KB)
Subdocument 1 - S-11/A - FORM S-11 -- AMENDMENT #1
Page 1 - As filed with the Securities and Exchange Commission on March 17, 2008
Page 2 - The information in this prospectus is not complete and may be changed or supplemented. The securitie
Page 3 - TABLE OF CONTENTS
Page 4 - PROSPECTUS SUMMARY
Page 5 - American Capital Strategies, Ltd. (Nasdaq: ACAS)
Page 6 - Investment Considerations
Page 7 - Summary Risk Factors
Page 8 - Our Investment Strategy
Page 9 - Investment Committee and Investment Guidelines
Page 10 - Our Management Agreement
Page 11 - N/A
Page 12 - Our Structure
Page 13 - Time Commitments of Our Management Team
Page 14 - Investment Activities
Page 15 - Our Distribution Policy
Page 16 - The Offering
Page 17 - Our Corporate Information
Page 18 - RISK FACTORS
Page 19 - Our Manager and American Capital do not have extensive institutional experience in acquiring or fina
Page 20 - We will have no recourse to American Capital if it does not fulfill its obligations under the admini
Page 21 - Our incentive compensation may induce our Manager to make certain investments, including speculative
Page 22 - We may change our targeted investments and investment guidelines without stockholder consent.
Page 23 - We are highly dependent on information and communications systems. Any systems failures could signif
Page 24 - New laws may be passed affecting the relationship between FNMA and FHLMC, on the one hand, and the U
Page 25 - Interest rate caps on our adjustable rate agency securities may adversely affect our profitability.
Page 26 - A decrease in prepayment rates may adversely affect our profitability.
Page 27 - Accounting for Derivative Instruments and Hedging Activities
Page 28 - Failure to procure adequate repurchase agreement financing, or to renew or replace existing repurcha
Page 29 - Our repurchase agreements may require margin calls and result in defaults under our repurchase agree
Page 30 - Changes in accounting treatment may adversely affect our profitability.
Page 31 - Broad market fluctuations could negatively impact the market price of our common stock.
Page 32 - You should not rely on lock-up agreements in connection with this offering to limit the amount of co
Page 33 - An increase in market interest rates may cause a material decrease in the market price of our common
Page 34 - Anti-takeover provisions in our amended and restated certificate of incorporation and bylaws could d
Page 35 - Dividends payable by REITs do not qualify for the reduced tax rates available for some dividends.
Page 36 - Complying with REIT requirements may cause us to forgo otherwise attractive opportunities.
Page 37 - Qualifying as a REIT involves highly technical and complex provisions of the Internal Revenue Code.
Page 38 - SPECIAL NOTE REGARDING FORWARD-LOOKING STATEMENTS
Page 39 - N/A
Page 40 - USE OF PROCEEDS
Page 41 - DISTRIBUTION POLICY
Page 42 - CAPITALIZATION
Page 43 - SELECTED FINANCIAL INFORMATION
Page 44 - MANAGEMENT S DISCUSSION AND ANALYSIS OF
Page 45 - Prepayment Speeds
Page 46 - Critical Accounting Policies
Page 47 - Accounting for Transfers of Financial Assets and Repurchase Financing Transactions
Page 48 - Fair Value Measurements
Page 49 - Contractual Obligations
Page 50 - Off-Balance Sheet Arrangements
Page 51 - Market Value Risk
Page 52 - BUSINESS
Page 53 - Our Investment Strategy
Page 54 - Our Targeted Investments
Page 55 - FHLMC Gold Certificates
Page 56 - GNMA Certificates
Page 57 - Our Financing Strategy
Page 58 - Our Policies with Respect to Certain Other Activities
Page 59 - Competition
Page 60 - OUR MANAGER, AMERICAN CAPITAL AND THE MANAGEMENT AGREEMENT
Page 61 - Thomas A. McHale
Page 62 - N/A
Page 63 - Our Management Agreement
Page 64 - N/A
Page 65 - N/A
Page 66 - Term and Termination Rights
Page 67 - Base Management Fee and Incentive Compensation
Page 68 - N/A
Page 69 - Stock-Based Compensation.
Page 70 - Administrative Services Agreement
Page 71 - Time Commitments of Our Management Team
Page 72 - Investment Activities
Page 73 - MANAGEMENT
Page 74 - Audit Committee
Page 75 - Code of Business Conduct and Ethics
Page 76 - Executive Compensation
Page 77 - N/A
Page 78 - SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
Page 79 - CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS
Page 80 - N/A
Page 81 - DESCRIPTION OF CAPITAL STOCK
Page 82 - Liquidation Rights
Page 83 - N/A
Page 84 - Anti-Takeover Effects of Delaware Law and Our Amended and Restated Certificate of Incorporation and
Page 85 - Removal of Directors; Board of Directors Vacancies
Page 86 - Transfer Agent and Registrar
Page 87 - SHARES ELIGIBLE FOR FUTURE SALE
Page 88 - N/A
Page 89 - FEDERAL INCOME TAX CONSIDERATIONS
Page 90 - Taxation of REITs in General
Page 91 - N/A
Page 92 - Requirements for Qualification General
Page 93 - Disregarded Subsidiaries.
Page 94 - Income Tests
Page 95 - Asset Tests
Page 96 - N/A
Page 97 - de minimis
Page 98 - Prohibited Transactions
Page 99 - Derivatives and Hedging Transactions
Page 100 - Dispositions of American Capital Agency Corp. Stock.
Page 101 - Passive Activity Losses and Investment Interest Limitations
Page 102 - Non-Dividend Distributions.
Page 103 - Estate Tax.
Page 104 - Tax-exempt stockholders are urged to consult their tax advisors regarding the federal, state, local
Page 105 - UNDERWRITING
Page 106 - Sales in Other Jurisdictions
Page 107 - N/A
Page 108 - Offering Price Determination
Page 109 - N/A
Page 110 - LEGAL MATTERS
Page 111 - INDEX TO THE FINANCIAL STATEMENTS OF AMERICAN CAPITAL AGENCY CORP.
Page 112 - Report of Independent Registered Public Accounting Firm
Page 113 - AMERICAN CAPITAL AGENCY CORP.
Page 114 - AMERICAN CAPITAL AGENCY CORP.
Page 115 - 4. Off-Balance Sheet Arrangements
Page 116 - Shares
Page 117 - PART II .
Page 118 - Item 35. Treatment of Proceeds From Stock Being Registered
Page 119 - Item 36. Financial Statements and Exhibits.
Page 120 - N/A
Page 121 - SIGNATURES
Page 122 - EXHIBIT INDEX
Subdocument 2 - EX-23.1 - EXHIBIT 23.1
Page 1 - Exhibit 23.1
Subdocument 3 - EX-24.1 - EXHIBIT 24.1
Page 1 - Exhibit 24.1